To ensure all FMDQ Rules are robust and comprehensive, the FMDQ Rule Making Process provides for the exposure of its Draft Rules & Regulation to various stakeholders, which include, but are not limited to FMDQ Members, subject matter experts and various associations within the financial markets landscape.
FMDQ will issue an Exposure Draft Notice providing a summary of the Draft Rules sought to be exposed. All Members and stakeholders of the FMDQ markets (investors, investment advisers, solicitors, financial markets associations, custodians, etc.) are invited to provide comments and feedback. All comments/feedback received during the exposure period will be considered in-depth by the FMDQ Rules & Regulation Unit.
Comments/feedback should be submitted via email to the FMDQ Rules & Regulation Unit (firstname.lastname@example.org) via the Exposure Draft Feedback Schedule Template no later than 5:00 PM on the last day of submission as indicated in the table below.
|Date||Notice||Exposure Draft||Timeline for Submission|
|May 30, 2018||EDN-01||Draft FMDQ OTC FX Futures Market Infractions & Penalties Guide||June 13, 2018|
|Draft FMDQ Members’ Compliance Infractions & Penalties Guide|
|Draft FMDQ Commercial Paper Registration & Quotation Infractions & Penalties Guide|