Market Bulletin

Market Bulletin

FMDQ OTC Securities Exchange issues Market Bulletins to provide information to its Members and market participants on a variety of regulatory issues ranging from the introduction of new Regulation, exposure of Draft Rules & Regulation, proposed changes to the Regulation, and guidance in relation to compliance with Regulation as may be prescribed by the OTC Exchange from time to time.

 

2017
DateReferenceDescriptionCategory
May 30MB-23Revised FMDQ E-Bond Trading Infractions and Penalties Guide Market Regulation
May 18MB-22Amendments to the FMDQ Commercial Paper Quotation RulesMarket Regulation
April 24MB-21Approval of FMDQ Sukuk Listing RulesMarket Regulation
March 16MB-20Use of FX Forward Contracts for Access to the OTC FX Futures MarketMarket Regulation
January 17MB-19Approval of Short-Term Bonds Registration Process and Listing RulesMarket Regulation
January 13MB-18ASettlement of Clients' Spot FX Obligations in the OTC FX Futures MarketMarket Regulation
January 9MB-18Settlement of Clients' Spot FX Obligations in the OTC FX Futures MarketMarket Regulation
2016
DateReferenceDescriptionCategory
December 7MB-17FMDQ Disciplinary ProcessMarket Regulation
October 25MB-16Further Guidance on the Application of the OTC FX Futures Market Operational StandardsMarket Regulation
September 7MB-15Development of Foreign Exchange Order Filling Methodology by Dealing Member (Banks)Market Regulation
August 23MB-14Treatment of Clients’ Collateral Margins and Margins Due to Clients for OTC FX Futures ContractsMarket Regulation
August 22MB-13Further Guidance on the Application of the OTC FX Futures Market Operational StandardsMarket Regulation
August 1MB-12Registration of FMDQ Dealing Member (Banks) with the Securities and Exchange CommissionMarket Regulation
July 27MB-11 (R)Further Guidance on the Application of the OTC FX Futures Market Operational Standards (Revised)Market Regulation
July 22MB-10Exposure of Draft Private Companies Bonds Quotation RulesMarket Regulation
July 22MB-9Exposure of Draft Fixed Income Securities Investment Clients Services RulesMarket Regulation
March 30MB-8Revised Appeal Process for Penalties on Trading InfractionsMarket Regulation
March 23MB-7Complaints Management on FMDQ OTC Securities ExchangeMarket Regulation
2015
DateReferenceDescriptionCategory
April 17MB-6Quick Tips - Placement of Firm Quotes For All Benchmark Securities on E-BondMarket Surveillance
2014
DateReferenceDescriptionCategory
Dec 22MB-5Execution & Confirmation of FX Trades Between Dealing MembersRegulation
Aug 20MB-4Reporting of Inaccurate and Incomplete DataRegulation
Aug 1MB-3Disclosure of Infraction and Penalties in Published Annual Reports and AccountsRegulation
Jul 14MB-2Transactions with Brokers - Revised VersionRegulation
Jun 13MB-1Reporting of Voice TradesRegulation