Listings & Quotations Compliance

Securities listed/quoted on the FMDQ platform are monitored, with the aim of ensuring that the securities comply with rules guiding the admission of securities to the FMDQ platform, as well as post-listing/quotation disclosure obligations, as may be prescribed by FMDQ from time to time. The obligations of Issuers and Sponsors with respect to FMDQ post-listing/quotation requirements are categorised into two major types:

Disclosure Obligations

Issuers and Sponsors of listed/quoted securities on FMDQ are required to report to the OTC Exchange, on a continuous or ad-hoc basis, any information that may affect the price of their securities. This includes, but is not limited to, the provision of information on publications, rating reviews, resolutions at Annual General Meetings and Extra-Ordinary General Meetings, changes in capital structure or character of business and terms of the Issue.

Notification Obligations

Issuers and Sponsors of listed/quoted securities on FMDQ are required to provide FMDQ with information that will keep investors and the general public informed about changes or developments that may affect the Issue or Issuer. This includes the provision of annual reports, interim reports, circulars, changes in directorate, notices of Annual General Meetings & Extra-Ordinary General Meetings, etc. The FMDQ Post-Listings/Quotations Compliance page is updated with new disclosures and notifications from Issuers of listed/quoted securities.